The NISM-Series-X-A: Investment Adviser (Level 1) and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examinations are designed to establish a common minimum knowledge benchmark for professionals engaged in investment advisory services as per the SEBI (Investment Advisers) Regulations, 2013.

This course equips individuals with the essential knowledge and skills to deliver high-quality investment advisory and related services, contributing to the growth and professionalism of the financial services industry.

Course Objectives

By the end of this course, participants will:

1. Understand Personal Financial Planning

   • Grasp the basics of personal financial planning.
   • Learn to evaluate a client’s financial position, including debt management and loans.
   • Apply concepts of the time value of money in financial planning.

2. Gain Insights into Indian Financial Markets

   • Understand the structure and functioning of the Indian Financial Markets.
   • Explore various segments of the Indian Securities Market.

3. Master Investment Products

   • Get an in-depth understanding of investment products such as equity, debt, and derivatives.
   • Learn about managed portfolios, including mutual funds, portfolio management services (PMS), and alternative investment funds (AIFs).

4. Learn Portfolio Management

   • Develop skills to construct investment portfolios tailored to client needs.
   • Understand performance monitoring and evaluation of portfolios.

5. Comprehend Investment Operations and Regulations

   • Understand the operational aspects of investment management.
   • Familiarize with SEBI regulations, ethical standards, and grievance redress mechanisms relevant to investment advisers.

Who Should Enroll?

• Individual Investment Advisers: Professionals seeking SEBI registration as individual investment advisers.
• Principal Officers of Non-Individual Investment Advisers: Responsible for compliance under SEBI regulations.
• Persons Associated with Investment Advice: Professionals engaged in providing investment advice under the SEBI framework.

This course is your pathway to becoming a certified, compliant, and competent investment adviser in the growing financial services industry. Enroll now and take the first step towards a rewarding advisory career!